COMPLIANCE OFFICER £55,000
Excellent opportunity has arisen within a Lloyds broker for a Compliance officer to join their well respected team. The role includes but is not limited to
Experience within Insurance or working within a regulated environment. Demonstrating high standards to provide an advisory role for regulatory aspects. High degree of diligence and understanding of policy and procedures; Tenacity to investigate areas of concern, An ability to interpret, understand, maintain and advise the business on a broad range or legal and regulatory issues, Confident and competent to exercise a degree of autonomy and independent judgement.
Monitoring risk assessments, monitoring conflicts of interest, regularly liaising with the Board, overseeing the induction of new employees, ensuring all processes and procedures are up to FCA regulations. Insurance experience is desired for this role.
MW Appointments is acting as an Employment Agency in relation to this vacancy.